Business Growth and Compliance Working Hand in Hand

 Attention: Traders, Analysts and Investment Bankers

Have recent SEC compliance regulations limited your mobile communication?

A December 2007 FINRA regulation requires financial service firms to choose between SEC compliance and full mobile productivity. In the absence of an effective message capture solution, SEC-17a and NASD 3010 regulations require CTOs to block all message types other than email sent to or from mobile devices - a move that threatens the productivity of any financial services company significantly.  

Companies who currently use systems to capture their employees’ email and instant messaging must now capture information generated by mobile devices.

CommonDesk, Inc provides the solution - a fully integrated suite of compliance software solutions specifically designed for mobile device compliance.

The CommonDesk Compliance Engine and PINcushion mobile compliance module permit companies to use ALL of the BlackBerry messaging features including: 

• SMS text messaging
• BlackBerry PIN messaging
• BlackBerry Messenger
• BlackBerry Web mail

The CommonDesk Solution

The CommonDesk compliance solution will help you leverage technology that has supported you to keep pace with the changing nature of the financial service industry. CommonDesk provides a complete enterprise ready solution that fulfills recent SEC 17a-4 message compliance requirements.

Don’t compromise your company’s productivity when CommonDesk provides a complete, enterprise ready solution: 

• Designed for SEC compliance on mobile devices
• Client side, single vendor solution for all message networks
• Integrates with existing systems in addition to reading BlackBerry server generated log files
• Provides tools required to manage the entire compliance process in a mobile environment
• Designed for large-scale enterprise use.

Need More Information?

Don’t miss our comprehensive list of timely news articles surrounding this new legislation and how it will impact your business. And, learn more about the how the CommonDesk solution can benefit you!