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CommonDesk LLC, headquartered in New York, N.Y., develops enterprise mobile compliance software for banks, brokerage and insurance companies. Our compliance engine server enables employees to fully utilize their BlackBerry and other mobile devices (such as Bloomberg terminal) while maintaining full SEC and NASD compliance. CommonDesk’s team is composed of Wall Street veterans with extensive experience in compliance management systems. CommonDesk Mobile Compliance Platform has been developed in anticipation of the recent (2007) regulatory requirements by the joint guidance of SEC and NASD. This joint guidance has articulated that the companies in these industries must perform supervisory review of all electronic communications and correspondences carried out by their registered representatives and customers. CommonDesk Inc. provides an integrated suite of mobile compliance software solutions to enable companies from the finance and brokerage industries to comply with the SEC regulations. The compliance engine, CommonDesk’s flagship software product, equips companies in these industries with the ability to capture all electronic messages sent to and from their employees and customers. As part of CommonDesk solution for RIM Blackberry, the compliance engine server along with PINcushion client (required in each RIM BlackBerry device) captures all RIM BlackBerry messages and extends SEC compliance to these financial services companies. BlackBerry supports different types of electronic message formats such as SMS, PIN-2-PIN, BlackBerry Messenger and WebMail messages.
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