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Commondesk Offers Mobile Compliance Audit

New York, N.Y. - (2/02/2009) - CommonDesk offers a complimentary compliance audit to assist your organization in understanding how new SEC compliance requirements will impact your business.

 

Many investment firms are subject to SEC/NASD regulations that require all electronic communications to be captured, reviewed, indexed and preserved for three years. Recently the regulations have been updated to include messages (such as SMS, IM and Web Mail) sent and received by mobile devices. 

 

During our compliance audit conference call, CommonDesk will interview your technical and compliance staff to understand what communication technologies are used and how they impact your SEC reporting requirements. 

 

About CommonDesk

CommonDesk's products enable companies — in Financial Services, Insurance, Healthcare and Government — to monitor the electronic communications sent to and from mobile devices.  Originally developed for the highly regulated Financial Services industry, CommonDesk's products allow companies to easily meet the needs of legal or regulatory discovery.  Headquartered in New York City, CommonDesk's team is composed of Wall Street veterans with extensive experience in compliance management systems. 

For more information on CommonDesk, visit www.commondesk.com

 

Contact:

 

Mitchell Balsam,
CommonDesk LLC
212-926-2000 x 500

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