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January 5, 2010 - FINRA Issues Guidance to Firms, Brokers on Communications with Public Through Social Networking Websites. Details

October 6, 2009 - Survey: Over Half of U.S. Workplaces Block Social Networks. Details

September 18, 2009 - Compliance Watch! Social Networking Tests Compliance Officers.  WSJ. Details

April 27, 2009 - Corporate Blogs and 'Tweets' Must Keep SEC in Mind.  WSJ Details

April 27, 2009 - Richard Brewer-Hay, part of the next wave of investor relations professionals who are using web 2.0 tools to provide investors with company information.  Details

March 1, 2009 - CommonDesk will attend the May 5-7, 2009 WES Conference in Orlando, Florida - Details

February 2, 2009 - CommonDesk offers free mobile compliance audit to selected companies - Details

 

Home arrow Press Releases arrow Commondesk Offers Mobile Compliance Audit

Commondesk Offers Mobile Compliance Audit

New York, N.Y. - (2/02/2009) - CommonDesk offers a complimentary compliance audit to assist your organization in understanding how new SEC compliance requirements will impact your business.

 

Many investment firms are subject to SEC/NASD regulations that require all electronic communications to be captured, reviewed, indexed and preserved for three years. Recently the regulations have been updated to include messages (such as SMS, IM and Web Mail) sent and received by mobile devices. 

 

During our compliance audit conference call, CommonDesk will interview your technical and compliance staff to understand what communication technologies are used and how they impact your SEC reporting requirements. 

 

About CommonDesk

CommonDesk's products enable companies -- in Financial Services, Insurance, Healthcare and Government -- to monitor the electronic communications sent to and from mobile devices.  Originally developed for the highly regulated Financial Services industry, CommonDesk's products allow companies to easily meet the needs of legal or regulatory discovery.  Headquartered in New York City, CommonDesk's team is composed of Wall Street veterans with extensive experience in compliance management systems. 

For more information on CommonDesk, visit www.commondesk.com

 

Contact:

 

Mitchell Balsam,
CommonDesk LLC
212-926-2000 x 500

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