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Commondesk Offers Mobile Compliance Audit

New York, N.Y. - (1/11/2007) - CommonDesk is offering a complimentary compliance audit to assist your organization understand how new SEC compliance requirements will impact your business.

 

Many investment firms are subject to SEC/NASD regulations that require all electronic communications to be captured, reviewed, indexed and preserved for three years. Recently the regulations have been updated to include messages (such as SMS, IM and Web Mail) sent and received by mobile devices. 

 

During our compliance audit conference call, CommonDesk will interview your technical and compliance staff to understand what communication technologies are used and how they impact your SEC reporting requirements. 

 

About CommonDesk

CommonDesk Inc. provides integrated suite of mobile compliance software solutions for the finance and brokerage industries. CommonDesk’s team is composed of Wall Street veterans with extensive experience in compliance management systems. CommonDesk is headquartered in New York City.

For more information on CommonDesk, visit www.commondesk.com

 

Contact:

 

Mitchell Balsam,
CommonDesk LLC
212-926-2000 x 500

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